The Securities and Exchange Commission today issued an order granting temporary exemptive relief from certain compliance dates adopted under Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders as follows:…

PRESS RELEASE | OCTOBER 31, 2025 FDIC Publishes Enforcement Orders for September 2025 WASHINGTON - The Federal Deposit Insurance Corporation (FDIC) today published a list of orders of administrative enforcement actions taken against banks and individuals in September 2025. There are no administrative hearings scheduled for November 2025. Orders of Prohibition from Further Participation: Century Bank, Lucedale, Mississippi First Community Bank of Cullman, Cullman, Alabama Goppert State Service Bank, Garnett, Kansas Truist Bank, Charlotte, North Carolina Combined Order of Prohibition from Furth Participation and Order to Pay Truist Bank, Charlotte, North Carolina Orders Terminating Consent Orders: Liberty Bank, Inc., Salt Lake City, Utah SouthEast Bank, Farragut, Tennessee Orders of Termination of Insurance: Boston Trust Walden Company, Boston Massachusetts Community First Bank, Kennewick, Washington First State Bank of the Southeast, Inc., Middlesboro, Kentucky SaviBank, Burlington, Washington Adjudicated Decisions and Orders: Branch Banking and Trust Company, Charlotte, North Carolina Truist Bank, Charlotte, North Carolina September 2025 Enforcement Decisions and Orders # # # MEDIA CONTACT: MediaRequests@fdic.gov     The FDIC does not send unsolicited email. If this publication has reached you in error, or if you no longer wish to receive this service, please unsubscribe. CONNECT WITH US

Federal Reserve Board issues enforcement actions with former employee of First Horizon Bank and former employee of NobleBank & Trust

CEO fraud is evolving with artificial intelligence, shifting from mass phishing to highly targeted attacks that are harder to detect. Deepfake technology and hyper-realistic scenarios demand stronger compliance programs, ISO 37003-based fraud control systems, and proactive protocols to protect organizations against this rising threat. The post CEO Fraud in the Age of AI: A Growing Compliance Challenge appeared first on Global Compliance News.

Federal Reserve issues FOMC statement

In the GT Alert we produced in September, we commented on the inquiry the Financial Services Regulation Committee (the Committee) of the House of Lords commenced on non-bank financial institutions (NBFI...

Federal Reserve Board requests comment on proposals to enhance the transparency and public accountability of its annual stress test

The proposals align with Trump administration policy by emphasizing supervision of material and quantifiable financial risks. By Betty M. Huber, Arthur S. Long, Parag Patel, Pia Naib, Austin J. Pierce, and Deric Behar On October 7, 2025, the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) (collectively, the...

PRESS RELEASE | OCTOBER 23, 2025 Federal Reserve and FDIC Release Public Sections of Resolution Plans for Several Large Banking Organizations WASHINGTON – The Federal Reserve Board and the Federal Deposit Insurance Corporation today released the public sections of resolution plans for 15 large banking organizations, including five domestic and 10 foreign banking organizations. These firms were required to submit resolution plans by October 1, 2025. Resolution plans, commonly known as living wills, are required by the Dodd-Frank Wall Street Reform and Consumer Protection Act. These plans describe a firm’s strategy for orderly resolution under bankruptcy in the event of material financial distress or failure. The firms’ confidential plans include a public section that provides a summary of elements of the resolution plan. The agencies also released a public summary of Capital One Financial Corporation’s interim update to its resolution plan, which was filed following Capital One’s recent acquisition of Discover. Capital One will file a full resolution plan with a public section by July 1, 2026. The public sections of the resolution plans and update are available on the FDIC's and the Board's websites. # # # MEDIA CONTACT: Federal Deposit Insurance Corporation Carroll Kim (202) 898-7389   Federal Reserve Board Karolina Kalset (202) 452-2955     The FDIC does not send unsolicited email. If this publication has reached you in error, or if you no longer wish to receive this service, please unsubscribe. CONNECT WITH US

Federal Reserve and FDIC release public sections of resolution plans for several large banking organizations