Regulatory News
Current topics aggregated from regulators and trustworthy legal/professional services firms.
Federal Reserve Board announces approval of application by Burke & Herbert Financial Services Corp.
Federal Reserve Board announces approval of application by Burke & Herbert Financial Services Corp.
A Costly Oversight: Hong Kong SFC Action on Personal Trading
On 09 April 2026, Hong Kong’s Securities and Futures Commission (SFC) announced its sanctions of a financial services firm and its former responsible officer. The regulator imposed a $2 million fine on the firm, while a senior individual involved, a former director and responsible officer (RO) for the firm, received an eight-month industry ban.
Federal Reserve Board announces termination of enforcement actions with Crédit Agricole S.A. and Crédit Agricole Corporate and Investment Bank, Mega International Commercial Bank Co., Ltd, and the Goldman Sachs Group, Inc.
Federal Reserve Board announces termination of enforcement actions with Crédit Agricole S.A. and Crédit Agricole Corporate and Investment Bank, Mega International Commercial Bank Co., Ltd, and the Goldman Sachs Group, Inc.
Singapore: Setting the Standard for Clear Crypto Regulation
Singapore has taken a deliberate, structured approach to digital asset regulation. Instead of allowing unstructured growth, the country has remained at the forefront of the rapidly evolving cryptocurrency landscape. Through regulatory clarity, consistency, and enforceability, it has created an environment where firms can operate with confidence, supported by well-defined regulatory expectations.
Minutes of the Federal Open Market Committee, March 17–18, 2026
Minutes of the Federal Open Market Committee, March 17–18, 2026
SEC Appoints David Woodcock as Director of the Division of Enforcement
The Securities and Exchange Commission today announced that David Woodcock has been appointed Director of the Division of Enforcement, effective May 4, 2026. Mr. Woodcock is currently a partner in the Dallas and Washington, D.C. offices of Gibson, Dunn…
Federal Reserve Board invites public comment on proposal that would allow U.S. banks and credit unions to use intermediaries to transfer funds through the FedNow Service
Federal Reserve Board invites public comment on proposal that would allow U.S. banks and credit unions to use intermediaries to transfer funds through the FedNow Service
SEC Announces Enforcement Results for Fiscal Year 2025
The Securities and Exchange Commission today announced enforcement results for the fiscal year that ended on September 30, 2025.Central to an effective enforcement program is determining which cases to bring and responsibly stewarding Commission…
FDIC Board of Directors Meeting
BOARD MEETING | APRIL 7, 2026 FDIC Board of Directors Meeting Today, the Federal Deposit Insurance Corporation's Board of Directors met in open session to consider the following matters. Materials and information relative to the open Board actions are available on the Board Matters webpage. Items Addressed in Open Session: Notice of Proposed Rulemaking: GENIUS Act Requirements and Standards for FDIC-Supervised Permitted Payment Stablecoin Issuers and Insured Depository Institution Statement by Chairman Travis Hill Press Release Financial Institution Letter Notice of Proposed Rulemaking: Anti-Money Laundering and Countering the Financing of Terrorism Programs Statement by Chairman Travis Hill Press Release Financial Institution Letter Final Rule: Prohibition on Use of Reputation Risk by Regulators Statement by Chairman Travis Hill Press Release Financial Institution Letter A recording of the full webcast of the open session is available. Board Materials The FDIC does not send unsolicited email. If this publication has reached you in error, or if you no longer wish to receive this service, please unsubscribe. CONNECT WITH US
Sunshine Act Notice: FDIC Board of Directors Meeting
SUNSHINE ACT MEETING NOTICE The FDIC Board of Directors will meet in an open session: Date and Time: Tuesday, April 7, 2026 | 1:00 p.m. ET Place: The Board meeting will be open to public observation by webcast. Members of the media should contact the Office of Communications by Monday, April 6, at MediaRequests@FDIC.gov to attend in person from FDIC Headquarters, 550 17th Street, NW, Washington, DC. Read Notice & Agenda The FDIC does not send unsolicited email. If this publication has reached you in error, or if you no longer wish to receive this service, please unsubscribe. CONNECT WITH US